Privacy Policy

When clients choose to invest their money with us, they not only entrust us with their investments, but also trust us with personal information and financial data. We are committed to protecting our clients' privacy regarding the information disclosed to us. In order to provide investment products and services that best suit our clients' needs, we may collect nonpublic personal information in the following ways:

• Information provided by the client or his/her representative on applications, forms, letters, emails, or telephone


• Information arising from clients' investments with us.


• We do not disclose any nonpublic personal information about our clients to nonaffiliated third parties except as permitted by law. In order to service individual accounts and process transactions that are requested or authorized, we may provide a client's nonpublic personal information to companies that perform administrative or other services for us on his or her behalf, such as a mutual fund company or a clearing firm. We require these outside companies to protect the confidentiality of all clients' information and to use the information only for the purpose for which the disclosure is made.


• We employ physical, electronic, and procedural controls in keeping with industry standards and practices. Our clients' personal and account information is available only to authorized personnel who need that information in order to provide products or services to the clients. Our web server will log a client's Internet Protocol (IP) address or the IP address of his or her proxy server. It will not systematically track a domain name or email address for any purpose. We currently do not use "cookie" technology on this site with the exception of our Client Login page.


• When an account is closed, we will adhere to the privacy policies and practices as described in this notice and will secure an individual's private information.